Tiffany Rowe represents clients in government and internal investigations, high-value securities litigation, and regulatory enforcement actions. She also counsels companies on internal compliance procedures and corporate governance issues. Her clients include broker-dealers, investment advisers, and financial services, technology, and private equity companies.
C-suite executives and directors rely on Tiffany for guidance on compliance policies, corporate governance and fiduciary duties, management oversight, and financial regulatory requirements. She helps public and private companies develop and implement practical compliance strategies tailored to their business goals and federal regulations. She also advises executive management and boards of directors on internal compliance policies and procedures related to accounting and financial practices, cybersecurity and data privacy programs, and independence requirements.
Tiffany represents clients in high-stakes U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and Financial Industry Regulatory Authority (FINRA) investigations, enforcement proceedings, and federal regulatory lawsuits. She also defends clients in federal and state securities litigation, private investment offering disputes, and other complex corporate and business actions. Her knowledge of accounting and auditing standards, internal controls over financial reporting (ICFR), securities laws, and regulatory requirements helps clients address complex securities and professional liability matters.
Tiffany’s compliance counsel draws on extensive experience in private litigation and government and internal investigations. She has represented major accounting firms, accountants, and issuers in securities litigation, government investigations, and PCAOB cases at two of the world's 40 largest law firms.
Tiffany is a certified compliance specialist through the International Financial Management Association, a credential that underscores her deep understanding of global compliance frameworks and enhances her ability to help companies anticipate and mitigate regulatory risk.
She earned her law degree from Catholic University of America and her undergraduate degree from George Washington University. Outside of work, she is an avid cyclist and runner.