Tiffany Rowe helps public and private companies design and implement industry-specific compliance policies and internal controls that meet fast-developing federal regulatory requirements. She provides practical counsel in a manner that mitigates business and legal risk for broker-dealers, investment advisers, and other highly regulated entities.
C-suite executives and directors have turned to Tiffany regarding internal compliance policies and procedures, corporate governance and management oversight, and accounting and financial regulatory requirements. She has extensive experience helping clients navigate enforcement and litigation pursued by the U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and Financial Industry Regulatory Authority (FINRA), including high-stakes investigations involving corporate governance policies, federal and state securities regulations, cybersecurity policies, data privacy protections, and accounting and financial reporting and disclosure requirements.
Tiffany has served as a consultant to the chief compliance officer for companies through her previous consulting business. She is a certified compliance specialist through Interfima, a credential that underscores her deep understanding of global compliance frameworks and enhances her ability to help companies anticipate and mitigate regulatory risk.
Her compliance counsel is informed by her significant experience representing clients in complex business litigation, as well as government and internal investigations. She has defended companies and individuals in civil and criminal litigation, U.S. Department of Justice (DOJ) investigations, and other regulatory enforcement actions. Tiffany also plays an integral role in post-investigation risk assessments and remediation, including oversight of regulatory undertakings and corporate monitorships. She has prior experience working for two of the world's 40 largest law firms, where she represented large accounting firms, accountants, and issuers in securities fraud litigation, prominent government investigations involving federal securities and banking regulators, and PCAOB inspections and enforcement actions.
Tiffany earned her law degree from Catholic University of America and her undergraduate degree from George Washington University. Outside of work, she is an avid cyclist and runner.